証券ブローカー、ディーラーおよび上場企業

Stifel Financial Corp. Depositary Shares, Each Representing 1/1,000th Interest in a Share of 4.50% Non- Cumulative Preferred Stock, Series D

Virtu Financial, Inc.

Navient Corporation SR NT 6% 121543

Piper Sandler Companies

Goldman Sachs Group Dep. Shares (1/1000 Int. of Floating Rate Non-Cum. Prfrd. Stk., Ser. C)

Stifel Financial Corporation 5.20% Senior Notes due 2047

Stifel Financial Corp.

WisdomTree, Inc.

Navient Corporation

Siebert Financial Corp.

MarketAxess Holdings Inc.

The Charles Schwab Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.450% Non-Cumulative Perpetual Preferred Stock, Series J

Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D

Goldman Sachs Group, Inc. (The) Depositary shares

Goldman Sachs Group, Inc. (Each representing 1/1000th Interest in a Share of Floating Rate Non-cumulative Preferred Stock Series D, $1.01 par value

Oppenheimer Holdings Inc.

SEI Investments Company

Morgan Stanley Floating Rate non-cumulative Preferred Series A

Morgan Stanley Depositary Shares, each representing 1/1,000th of a share of 6.625% Non-Cumulative Preferred Stock, Series Q

Interactive Brokers Group, Inc.

BlackRock, Inc.

Morgan Stanley Depositary Shares, each representing 1/1,000th of a share of 4.875% Non-Cumulative Preferred Stock, Series L

Miami International Holdings, Inc.

Raymond James Financial, Inc.

MORGAN STANLEY DEP SHARES EACH REPRESENTING 1/1,000TH OF SHARE OF FIXED TO FLOATING RATE SER E

Morgan Stanley Depositary Shares, each representing 1/1,000th of a share of 4.250% Non-Cumulative Preferred Stock, Series O

The Charles Schwab Corporation

Galaxy Digital

MORGAN STANLEY SERIES F

Stifel Financial Corp. Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.25% Non-Cumulative Preferred Stock, Series B

Freedom Holding Corp.

Morgan Stanley Depositary Shares, each representing 1/1,000th of a share of 6.500% Non-Cumulative Preferred Stock, Series P

Jefferies Financial Group Inc.

The Goldman Sachs Group, Inc.

MORGAN STANLEY Depositary Shares, each representing 1/1,000th of a share of Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series I

Morgan Stanley

Morgan Stanley Depositary Shares, each representing 1/1,000th of a share of Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series K

Stifel Financial Corp. Depositary Shares, Each Representing 1/1, 000th Interest in a Share of 6.125% Non Cumulative Preferred Stock, Series C

Robinhood Markets, Inc.

Dominari Holdings Inc.